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Bicameral mind (or bicamerality), in the complex hypothesis of the bicameral mind,[1][a] was the way the human brain used to function, in the very ancient past, to create a "mentality based on verbal hallucinations[.]"[2]: 452  It is characterized as bicameral (i.e. "two-chambered")[b] because it was in two parts, "a decision-making part and a follower part"[4]: 8  and these two parts are associated respectively with the right and left sides of the brain. Most notably is that "neither part was conscious."[4]: 8 [1]: 84 [c] In other words, while ancient, bicameral humans were fundamentally the same as humans today, they had no mental 'inner self' and could not 'think consciously' to control their own behavior; instead, a bicameral human's actions were controlled, as needed, by one or more hallucinated voices which commanded action, and which were recognized as the authoritative "voices of chiefs, rulers or the gods[.]"[7]: 1  Bicameral 'voices' were similar to those heard today in schizophrenia: all such "auditory hallucinations" must have an underlying neuro-psychological explanation, and the "neurological model" for bicameral voices suggests that they were 'spoken' by the right cerebral hemisphere to be 'heard' and obeyed by the left cerebral hemisphere.[1]: 100-125,404-432 

The bicameral hypothesis was proposed by Princeton psychologist Julian Jaynes (1920-1997) in his book The Origin of Consciousness in the Breakdown of the Bicameral Mind, published in January, 1977.[d] The book continues to be a relevant resource on the hypothesis and its supporting evidence, which Jaynes claims is found "[w]herever we look in antiquity, [...] either in ancient texts or in archaeological artifacts."[6]: 452  The evidence suggests that bicamerality was the normal mentality before the 1st millennium BCE. If the hypothesis is correct, it has many, "far-reaching"[9] implications,[10] including:

Bicamerality in context

Although largely unprovable,[16]: 35  the bicameral hypothesis has been influential,[16]: 35  having "inspired much of the modern research into hallucinations in the normal population [since] the early 1980s[.]"[10] The phenomenon of hearing voices, which reportedly occurs in many, and possibly all, cultures,[1]: 413 [17] remains poorly understood both neurologically[18] and historically.[16][19] The fact that voice-hearing need not always be pathological[16][20][21] motivates individuals, and groups such as the Hearing Voices Movement, to seek significance in the experience.[10]

Jaynes's book presents the bicameral hypothesis as a part of a general psycho-historical[f] theory which includes two additional hypotheses: the first explains that consciousness (i.e. the 'ability to introspect')[1]: 1-66 [g] is a strictly human ability that is "learned and not innate[;]"[22]: 6 [23] the second, that consciousness was first learned "as recently as 3,000 years ago."[22]: 1  Consciousness was once a "new mentality": 257  that became possible "only after the breakdown" of bicameral mentality and culture,[6]: 453 [11][24] but since the middle of the 1st millenium BCE, it has interacted with "the rest of cognition"[6]: 456  to drive human history. Meanwhile, the bicameral mentality has not entirely disappeared because it may have an underlying genetic basis,[2]: 311,453  and the hypothesized archaic dominance of the right cerebral hemisphere might be essential for fully explaining "a large class of phenomena of diminished consciousness": 324  (many of the "vestiges" of bicamerality). All the hypotheses together potentially explain many "otherwise mysterious facts" of ancient history[13]: 273  as well as of the modern world.[10]

Jaynes’s hypotheses are highly controversial: his method involved "bold" speculations;[25]: 150  his use of evidence found in ancient texts cannot be scientifically conclusive;[26]: 164  moreover, the bicameral hypothesis challenges widely-held assumptions about 'human nature', mental health,[27]: 126–131  and religion.[13] Among early critics of Jaynes’s proposals, "everyone could find a topic or conjecture that they disagreed with"[28] or they found the theory "ingenious" and "remarkable", yet also "exasperating" in its "incompleteness".[26]: 163  Among detractors, one early objection was that Jaynes's position is patently "absurd",[29][30]: 304  another was that his theory is attractive only to people with certain biases.[31] Supporters — who acknowledge that "Jaynes’s work is generally dismissed"[30]: 304  or is mostly "ignored"[32]: 2  by experts in one or another discipline — contend, nevertheless, that Jaynes’s theorizing "continues to be ahead of much of the current thinking in consciousness studies"[10][33][h] and that "the vast majority of critiques of the theory are based on misconceptions about what Jaynes actually said[.]"[35]

Overview[edit]

The possibility of a non-conscious mentality[edit]

The bicameral hypothesis depends, in part, on the controversial idea that consciousness originated, and continues, as "a cultural introduction, learned on the basis of language and taught to others, rather than any biological necessity" built into the brain.[1]: 220 [i] This is contrary to naive intuitions that equate consciousness with 'experience' or 'awareness' or 'everything mental'.

Experimental psychology in the 20th century has shown that much of human mentality, like the mentality of other animals, involves cognitive processes that are mostly automatic and habitual: perception, decision-making, and learning, for example, take place without any awareness of how they work.[37][38][39] One can, however, know that such processes exist and 'be conscious' of them when 'reflecting' on them.[j] According to Julian Jaynes, the phenomenon of consciousness — its functionality — is evident in the ability to introspect, that is, the ability to reflect on experience and behavior, and to reconstruct the past as it must have been or to imagine past and future possibilities.[k] Our mental activities certainly involve the brain, and most people, because they are conscious, describe their 'mental life' and private thought as taking place 'inside one's head',: 44  in the so-called 'inner world' of subjectivity, or as Jaynes puts it, in one's "mind-space";[l] yet the mind-space and its 'contents', although they are non-physical and occupy no physical space at all,: 44–46  can only be described or talked about with words that describe the physical world. Jaynes puts it this way:

Every word we use to refer to mental events is a metaphor or analog of something in the behavioral world.[4]: 6 

Jaynes explains further that metaphors are needed for people to feel that they understand anything at all,[m] and he develops an original theory of metaphor that explains how people are able to "invent mind-space inside our own heads as well as the heads of others[.]"[B]: 60  As a result of doing so, people are able to understand and explain behavior, their own and others', on the basis of something 'on the inside'.: 217 

However, if consciousness — with the mind-space that is its "primary feature"[6]: 450 [n] — is based on metaphoric aspects of language, it can only be a human ability, and it can emerge only at a certain level of social complexity.[40] Therefore, says Jaynes, consciousness cannot be innate and cannot be necessary, and a society could have once existed with people "who spoke, judged, reasoned, solved problems" and more, without ever having learned to be conscious at all.[5]: 46–47 

Evidence "suggests" an ancient, pre-conscious mentality[edit]

Popular and scholarly literature about the ancient world is full of interpretations that assume ancient people were psychologically 'conscious' much as we are today.[1]: 177  The presence of consciousness in the past is self-evident when texts use vocabulary that is obviously mental,[23]: 185–186  that clearly refers to the existence or acts of a person’s 'inner' being. Such content exists in noticeably increasing abundance after the middle of the 1st millennium BCE, but contrary to ordinary assumptions, such mental terms are simply not found in the oldest texts, and not in texts from only a few hundred years earlier.[11] On the contrary, "the entire pattern of the evidence […] in different regions of the world"[11]: 165  demonstrates the existence of a mentality very different from consciousness as we know it today.

Jaynes looks into the Iliad where he finds the best example of such evidence because it is "the earliest writing […] in a language that we can really comprehend[.]"[5]: 82  He analyzes this earliest source of Greek mythology, emphasizing two points: first, that the original Homeric Greek had no mental vocabulary, in contrast to classical Greek hundreds of years later; secondly, the heroes of the Iliad are depicted as acting without thinking, being driven into action by ‘gods’ who made themselves heard. Jaynes explains how these depictions are similar to hallucinations reported by psychotics.: 85–94  He concludes that the apparent ‘mythological’ content of the epic poem, along with the absence of mental vocabulary, "suggests": 75  that the 'gods' who 'spoke' to the late bronze-age heroes were taken seriously, for centuries, by those who recited and heard the tales because they too — the Greeks of the early iron age — hallucinated their gods. The Iliad becomes for Jaynes "a psychological document of immense importance",[5]: 69  providing a clue to the ancient presence of the hallucinatory mentality that he calls the "bicameral mind".[o]

The bicameral experience[edit]

According to the bicameral hypothesis, ancient humans were, in physiology and cognition, fundamentally the same as humans today, and they "moved through their lives on the basis of habit — just as we do" today.[3]: 88 

[B]icameral beings knew what followed what and where they were, and had behavioral expectancies and sensory recognitions just as all mammals do[.][A]: 456 

Nevertheless, although they had the ability to communicate using signals and simple language, they had no 'inner life'. Bicamerality was not a 'state of mind' or a 'state of consciousness', but a mentality without consciousness:

[The bicameral] Iliadic man did not have subjectivity as do we; he had no awareness of his awareness of the world, no internal mind-space to introspect upon.[C]: 75 

Therefore, when in a strange or stressful situation, or when simply inactive, a bicameral human could not 'think consciously' to decide what to do; instead, such an individual might 'hear' one or more hallucinated voices commanding action. Such a command could not be disobeyed — perhaps like the severe form of command hallucination sometimes experienced by schizophrenics — because it came from a dominant source of authority, the "voices of chiefs, rulers or the gods[.]"[7]: 1 

Historical facts and speculations[edit]

At some point in the evolution of language early humans advanced beyond basic primate sociality and enhanced their group cohesion by using vocalized commands.[p] While communicative speech evolved predominantly as a function of the left hemisphere of the brain, neurological evidence shows language abilities of the modern right hemisphere of the brain as well; such abilities may have been more important in the past, and may have allowed the right side to 'speak' to the left. Psychologically, such communications were possibly 'heard' (by the left hemisphere) as external, authoritative commands, and such commands could not be disobeyed because they expressed the brain's (i.e. the individual's) unconscious volition, and volition was itself conditioned by childhood experiences and the general social order.[q] This archaic relationship between the cerebral hemispheres produced a bicameral hallucinatory society in which everybody 'heard' a voice, or voices, of authority that told him or her what to do: lacking consciousness, such people could neither 'see for themselves' nor, for lack of an 'inner self', could they 'tell themselves' what to do; and, for lack of a culture of consciousness, neither could they have deduced, imagined or even made sense of the idea that such voices 'came from their own heads'.

[V]oices which had to be obeyed were the absolute prerequisite to the conscious stage of mind in which it is the self that is responsible and can debate within itself, can order and direct, [and] the creation of such a self is the product of culture.[C]: 79 

Plastered skulls in situ at Yiftahel, Pre-Pottery Neolithic B.
Such preserved skulls of the dead, like others found at Ancient Jericho, may have inspired 'voices'.[11]: 151 

The earliest bicameral voices were probably echoes of the voices of deceased parents or group leaders who, still being 'heard' after their deaths, were treated as if still living.[5]: 138–143 [41] Such an experience can explain the origin, as early as 9000 BCE, of early burial practices such as burial inside the home, or "re-burials", and "skull cults" that severed the head and preserved the skull,: 141, 151  and later on of mummification rituals and afterlife beliefs, which in various civilizations found expression in the construction of pyramid tombs.[r]

Nearly every early civilization, though each differed one from another, presents some evidence of an authoritarian regime with (hallucinated) gods at the top, that is, a theocracy. Many early societies have left behind ubiquitous religious statues and imagery: the bicameral hypothesis explains that these probably originated as "hallucinogenic" devices: 152, 243  that stimulated the 'hearing' of voices. Bicameral societies changed slowly over the millennia, but some changes, for example inter-cultural contact and trade, periods of expansive population growth, and natural calamities probably weakened the effectiveness of the bicamerally hallucinated divine beings.[11]: 206–217  While inherent instabilities made many bicameral theocratic kingdoms susceptible to collapse,: 207  only in the later millennia, after recurring breakdowns of bicameral authority, was the adaptive behavioral response of consciousness possible; it eventually did occur, probably at different times and places.: 216–222 

The invention of writing was one factor that contributed to the eventual decline of bicamerality. Early texts were probably written on behalf of, and 'read' by, the gods of the right cerebral hemisphere, although the reading was possibly more "a matter of hearing […], that is, hallucinating the speech from looking at [written] picture-symbols[.]"[E]: 182  In Mesopotamia, the early use of writing to encode 'divine law' (that is, the "judgement-giving") that was told to Hammurabi by his god (either Marduk or Shamash) may have initially enhanced the social order.: 198–199  The practice of recording god-commanded events possibly helped the gods (i.e. the right hemisphere) remember and learn from their own past. The recitations and repetitions of such texts evolved into culturally-defining epic poetry. The narratization of epics originated as a bicameral process; in later centuries it changed into a conscious individual's "ability to narratize memories into patterns[.]": 217–218 

In general, a comparison of texts from before 1000 BCE with those of the middle of the 1st millennium BCE, including texts from Ancient Mesopotamia, Ancient Greece, and the Hebrew Bible[s] suggest that a transition had taken place, not only in the Greek world but in all cultures of the Near East and beyond. Scholarship aimed at the "tracking of ancient mentalities" has been applied, for example, to Chinese texts from a period "approximately the same as in Greece"[6]: 468 [41] The Jaynesian interpretation of the available evidence is that a change in mentality occurred over several centuries, from a social order guided by hallucinated gods to the emergence of a society of humans newly-conscious and philosophical, trying to understand the world and their place in it: it was the period "when so much of what we regard as modern psychology and personality was being formed for the first time."[6]: 468  That era of transition has been interpreted by some historians as particularly significant even without reference to the bicameral hypothesis. The period of the 'Late Bronze Age collapse' preceded the so-called 'Greek Dark Age' which was in turn followed by a revival of culture which Bruno Snell called the era of the Greek "Discovery of Mind" and which parallels what Karl Jaspers called the "axial age" of the 1st millennium BCE.[t]

The decline of bicamerality in classical antiquity[edit]

After conscious behaviors became established they spread widely, together with a gradual decline of bicamerally structured culture and social order, in some places quickly, in others slowly.[11] For example, alongside the growing culture of philosophy and rationality in the world of classical Greece, and later in classical Rome, "oracles were the central method of making important decisions for over a thousand years after the breakdown of the bicameral mind."[F]: 321  Oracles and idolatry continued into the 4th century CE.[14]: 331-338 [13] Jaynes describes a passage from Plato on the connection between idolatry and madness:

In the Phaedrus, Plato calls insanity "a divine gift, and the source of the chiefest blessings granted to men."[Phaedrus, 244A] And this passage preludes one of the most beautiful and soaring passages in all the Dialogues in which four types of insanity are distinguished: prophetic madness due to Apollo, ritual madness due to Dionysus, the poetic madness "of those who are possessed by the Muses, which taking hold of the delicate and virgin soul, and there inspiring frenzy, awaken lyrical and all other numbers," and, finally, erotic madness due to Eros and Aphrodite.[D]: 405–406 

A number of historical facts indicate the early, awkward inter-relationship of bicamerality alongside consciousness: the case of Socrates and his "daimon"; Rabbinic Judaism rationalizing the ecstasy of the prophets into a system of laws; and more...

The significance of bicamerality[edit]

The final chapter[u] of Jaynes’s book is an essay in which he interprets the "drama . . . of the central intellectual tendency of world history[,]": 436  the on-going trend of human culture moving away from its bicamerally religious foundations: this tendency is expressed in "the urgency behind mankind’s yearning for divine certainties.": 435  For Jaynes, the move towards a "secularization of science": 437  is an expression of the "erosion of the religious view of man [that has been and] is still a part of the breakdown of the bicameral mind."[G]: 439  Jaynes argues that the modern pursuit of science is also a search for certainties in "response" to the breakdown. He asks, "Why should we demand that the universe make itself clear to us? Why do we care?": 433  In 1978, interviewer Richard Rhodes quoted Jaynes, as follows, on the historical relationship between bicamerality and religion:

One of the things I’m trying to protect, […] by identifying its sources, is the function of religion in the world today. The voices are silent. True. But the brain is organized in a religious fashion. Our mentalities have come out of a divine kind of mind.[42]

Section Notes[edit]

  1. ^ The primary reference source for the hypothesis is Jaynes (1976),[1] the first of several editions. While each later edition has additional content, all (of those printed in English) precisely retain the content, structure, and page-numbering of the original. For readability, this article has some citations that appear only as page-numbers, which should be understood as referring to any English edition.
  2. ^ The term was coined by Julian Jaynes, who explained it as "...a rather inexact metaphor to a bicameral legislature of an upper and lower house."[3]: 88 
  3. ^ The Jaynesian theory of consciousness, elaborated in the first chapters of Jaynes (1976),[5] is quite separate from the bicameral hypothesis, which is about the pre-conscious ancient world.[6]: 447-453 
  4. ^ The original copyright is from 1976, but the book was not released until mid-January 1977.[8]: 42 
  5. ^ "The bicameral mind produced a new kind of social control that allowed agricultural civilizations to begin."[3]: 88 
  6. ^ Jaynes uses 'psycho-archaeology': 177  and 'psycho-historian': 211  in reference to the history of human mentality, not to an individual's 'psychohistory' as it is used in psychoanalysis.
  7. ^ Jaynes treats consciousness "as it was for Descartes, Locke, and Hume, what is introspectable[,]"[6]: 450  and he criticizes the "error": 447  of confusing it with the various unconscious processes of cognition, including sensory awareness and perception.[22]: 8–9 
  8. ^ The Jaynesian approach stands apart from that of 'consciousness studies', which Peter M. Hacker has sharply critiqued: "[T]he contemporary philosophical conception of consciousness that is embraced by the ‘consciousness studies community' is incoherent [...]"[34]: 14–15 
  9. ^ Richard Rhodes commented on the difficulty of understanding the idea of 'human nature' without consciousness: "Man without language is easy: a superior primate. Man without consciousness is hard to compass."[36]
  10. ^ Julian Jaynes extensively discusses what consciousness "is not", and why it is distinct from the cognitive processes that occur without it (see Origin... Book I, Chapter 1: The Consciousness of Consciousness).[5] On 'non-conscious' processes, see also: Gigerenzer (2007), "...much of our mental life is unconscious, based on processes alien to logic: gut feelings, or intuitions[, ...] on rules of thumb, and on evolved capacities[;]"[39]: 3–4  and Kahneman (2011), "You believe you know what goes on in your mind, [but m]ost impressions and thoughts arise in your conscious experience without your knowing how they got there."[38]: 4 
  11. ^ In a 1986 lecture, Jaynes asked: "But what then is consciousness, since I regard it as an irreducible fact that my introspections, retrospections, and imaginations do indeed exist?"[4]: 6 
  12. ^ In the Afterword of his 1990 edition Jaynes wrote: "The basic connotative definition of consciousness is thus an analog 'I' narratizing in a functional mind-space. The denotative definition is, as it was for Descartes, Locke, and Hume, what is introspectable."[A]: 450 
  13. ^ In his book, Jaynes asserts: "Understanding a thing is to arrive at a metaphor for that thing by substituting something more familiar to us. And the feeling of familiarity is the feeling of understanding."[B]: 52 
  14. ^ In Origin... Book I, Chapter 2: Consciousness, Jaynes elaborates six specific features of consciousness: spatialization, narratization, excerption, the analog ‘I’, the metaphor ‘me’, and conciliation.[5] This list is not meant to be "exhaustive" or "universal".[6]: 451 
  15. ^ This is the point in Jaynes’s argument where the term is first mentioned.: 75 
  16. ^ Jaynes discusses primate groups and the evolution of language in Origin... Book I, Chapter 6: The Origin of Civilization.[5]
  17. ^ Jaynes's speculation about the character of bicameral voices was largely based on descriptions of voices reported by patients with psychosis. See Origin... Book I, Chapter 4: The Bicameral Mind[5] and Book III, Chapter 5: Schizophrenia.[14] Among schizophrenics today, "…auditory hallucinations in general are not even slightly under the control of the individual himself, but they are extremely susceptible to even the most innocuous suggestion from the total social circumstances of which the individual is a part. In other words, such schizophrenic symptoms are influenced by a collective cognitive imperative just as in the case of hypnosis";[D]: 409  also, these "…hallucinations are dependent on the teachings and expectations of childhood — as we have postulated was true in bicameral times."[D]: 410 
  18. ^ See Origin... Book I, Chapter 6: The Origin of Civilization,[5] and Book II, Chapter 1: Gods, Graves and Idols.[11]
  19. ^ Jaynes presents his comparative evidence in separate chapters on Mesopotamia, Egypt, Greece and the Hebrew Bible.[11]
  20. ^ The 'axial age' is noted by Jaynes in his 1990 edition on page 468; Bruno Snell’s work is acknowledged in the 1976 edition in a footnote on page 71.
  21. ^ See Origin... Book III, Chapter 6: The Auguries of Science.

Status of Jaynes's theory[edit]

A "preposterous" proposal[edit]

Julian Jaynes (1920-1997) was a respected lecturer and researcher in psychology at Princeton University from 1964 to 1995, and his only book, The Origin of Consciousness in the Breakdown of the Bicameral Mind, was written for general readers. It presented "his lifelong work"[8]: 47  on the problem of consciousness.[a] Jaynes's arguments were complex and original, drawing evidence from a "staggering" range of subjects,[b] and his conclusions were "ingenious" and "remarkable", yet also "exasperating".[c] Jaynes recognized that the idea of the bicameral mind was so obviously contrary to widely-held beliefs about human nature that, in anticipation of readers' reactions, he himself characterized it as a "preposterous" idea.[5]: 84  David Stove wrote in 1989 that Jaynes's "controversial and provocative" theory was "that rarest of things: an absolutely original idea…of most various and far-reaching consequences[.]"[9] Regarding bicamerality, Stove commented that "…if such a thing had happened, an astounding number of otherwise mysterious facts would receive an explanation!"[46] and Stove added that "Jaynes has made a definite suggestion, where no one else had a single thing to offer" to explain the existence of religion.[47]

Radical, speculative and complex[edit]

Richard Rhodes commented in 1978: "Jaynes's theories…are radical, though well within the traditions of science – he is no Velikovsky or von Daniken bending the facts to sweeten preconception."[42] In 1986, Daniel Dennett argued in defense of Jaynes that he had sought to maintain "plausibility" acceptable to scientific standards, even though his project was a necessarily "bold" and "speculative exercise" to fill unavoidable gaps in the historical data. It risked the "dangers" of making huge mistakes because it combined an "amalgam of […] thinking about how it had to be, historical sleuthing [for relevant facts], and inspired guesswork[.]"(Dennett's italics)[48]

Marcel Kuijsten, a student of Jaynes's and founder of the Julian Jaynes Society wrote in 2006: "To support his theory, Jaynes [drew on] evidence from a wide range of fields, including neuroscience, psychology, archeology, ancient history, and the analysis of ancient texts."[49] For example, Jaynes analyzed 1950's research by Wilder Penfield, who had applied electrical stimulation to patients' brains and produced 'voices'[5]: 108–112 , as well as the ground-breaking research by Roger Sperry on the effects of so-called "split-brain" surgery.: 100–125  Jaynes analyzed the history and theory of hypnosis based on his and others' clinical research.: 379–403  He similarly discussed his own[3] and others' studies on the character of psychotic hallucinations, both auditory and visual, that were poorly understood and were typically targeted by psychiatrists for elimination rather than study.[d] Jaynes extensively discussed schizophrenia, covering its complexities, its history as a disease and its relationship to consciousness.: 84–99, 404–432  Aside from clinical research, Jaynes drew on the accounts of 'gods' recorded in ancient epic poetry, including the Homeric epics and the Akkadian literature from Ancient Mesopotamia, and on the analysis of Ancient Egyptian religion as interpreted by modern scholars,: 176–203  as well as on the accounts of prophecy as described in the Hebrew Bible.: 293–313  He explored the history and psychology of oracles and of spiritual possession: 339–360  as well as music and poetry, in light of the bicameral hypothesis.: 361–378 

Some commentators have noted that the complex arguments for bicamerality are difficult to summarize and explain without "distorting" Jaynes's theory or making it "difficult to take seriously."[e] The broad "scope" of Jaynes's argument, evidence and conclusions has also been a reason for academic caution and reservation of judgement[f] as well as a possible reason for hostility from scientists.[g] Jaynes's use of ancient texts as evidence was another reason for academic caution or skepticism.[h]

Are Jaynes's ideas influential?[edit]

The matter of Jaynes's influence is a separate source of controversy signified by the wide range of opinions about Jaynes's theories. Mike Holderness, a freelance popular science writer, asked in 1993 "How many students of cognitive science have read [Jaynes's] deeply unfashionable book under, as it were, the bed covers?"[54] Richard Dawkins in The God Delusion (2006) put it sharply by stating that Jaynes's book "... is either complete rubbish or a work of consummate genius; Nothing in between! Probably the former, but I'm hedging my bets."[55]

Philosophers have been divided in the extreme in their attitude to Jaynes and his ideas. Cavanna et.al. (2007) wrote: "Overall, the attitude of philosophers of mind towards the plausibility of a bicameral mind has been controversial."[56] In 2006, philosopher Jan Sleutels wrote:

In philosophy [Jaynes] is rarely mentioned and almost never taken seriously. The only notable exception is Daniel Dennett who appreciates Jaynes as a fellow social constructivist with regard to consciousness. Most outspoken in his criticism is Ned Block, who rejects Jaynes's claim as patently absurd.[57]

Block had reviewed Jaynes's book in 1977, writing: "These claims are, of course, preposterous [and] the book contains many confusions . . . juxtaposed in bizarre and stimulating ways . . . to support Jaynes's crackpot claim, but the result is a book that is never boring."[29] Dennett argued in 1986 that he took "very seriously" what he called "Jaynes' project" while commenting that "as a whole…on the face of it, [the theory] is preposterous, and I have found that in talking with other philosophers my main task is to convince them to take it seriously when they are very reluctant to do this."[58][i] In 2006, Sleutels added in a footnote: "Jaynes's established repute is now such that the merest association with his views causes suspicion."[60]

The complexity of Jaynes's "multi-disciplinary" theorizing has been offered as a "reason" that his work has been more ignored than tested or refuted.[32]: 2  If some have indeed ignored Jaynes, the bicameral hypothesis has nevertheless been described as "undoubtedly influential" by Daniel B. Smith in his 2007 book on "rethinking" auditory hallucinations, where he commented that "... perhaps the only thing that [Jaynes's] boosters and critics agree upon is that [bicamerality] can't be proved."[61] Smith argued that Jaynes's theory matters, whether it is correct or not, because "the problem of voice-hearing is in large part indistinguishable from the problem of consciousness, and that the relationship between the two has been fruitful in determining the attributes of each."[61] Others acknowledged Jaynes's "pioneering work in the field of consciousness studies" and that his bicameral hypothesis has had "widespread influence".[j] Over the years Jaynes's ideas have attracted continuous public attention and occasional academic "reappraisal"[62] or "defense".[63]

The Julian Jaynes Society was founded in 1997, after Jaynes's death, to promote awareness of his work and theories. They maintain a website with a collection of relevant research,[24] and have published collections of essays on related topics.

Biographers Woodward and Tower reported that Jaynes "felt he had not truly succeeded" in his lifelong work because, in their words, "He was right" about his feeling that "there were people who disagreed with him [who] had not really read his book or understood it."[64] Psycholinguist John Limber concurred, writing in 2006, "When OC was published, critics had a field day – everyone could find a topic or conjecture that they disagreed with… [Jaynes's ideas were] intriguing, imaginative, preposterous, crazy… In retrospect, most of these critics – myself included – just ignored Jaynes's early chapters [about] what consciousness is not."[65]

Section Notes[edit]

  1. ^ William Woodward, in reviewing the book as a historian of psychology, noted: "The historian of science…must approach it on the level of a popular scientific document which makes use of history" and "the book certainly succeeds in meeting this presentist goal."[43]: 293 
  2. ^ Philosopher David Stove wrote in 1989 that Jaynes "touches, at greater or less length, on a staggering number and variety of subjects, concerning which his theory has implications …"[13]: 271  James Morriss (1978) offered one example of an explicit list: "…neurophysiology, anthropology, classical literature, psychopathology, ancient history, general semantics, art, and poetry."[44]: 317 
  3. ^ See Etkin, 1977, p.163: "…it has been a long time since I read anything in the problem of human evolution that was at once so stimulating with original insights and ingenious interpretations yet disappointing, even exasperating, by the incompleteness of its analysis."[26]: 163  Also Marriott, 1980, p.158: "Many questions are raised and remain unanswered… But whether or not the concept of 'bicameral' civilization is convincing, this is a remarkable book. I cannot in this brief review do justice to [Jaynes's] teeming ideas";[45] Woodward, 1979: "…this extraordinary book which defies disciplinary classification…is noteworthy as a primary source which challenges mental evolutionists…[and which] marshalls literary and archaeological evidence for a question central to language, religion, and science – the origin of consciousness."[43]: 292 
  4. ^ Jaynes relied on the older work of Eugen Bleuler among others, plus his own work with hallucinating patients, commenting that psychiatric practice aiming to quickly eliminate hallucinations with chemotherapy made them difficult to study.: 88  In 1989, Jaynes presented a paper on the subject at Harvard.[3]
  5. ^ See Marriott, 1980, p.158: "I cannot in this brief review do justice to [Jaynes's] teeming ideas, to the range of his learning in half a dozen disciplines. His arguments are inevitably simplified and distorted here."[45] Also Morriss, 1978, p.316: "Unaccompanied by Jaynes's arguments and evidence, a brief explanation of his thesis is inadequate";[50] and Etkin, 1977: "Stated thus briefly without illustrations [Jaynes's] argument is difficult to take seriously."[51]
  6. ^ Woodward, 1979, p.293: "One is tempted to reserve judgement on such a daring thesis as this, realizing that it demands an impossibly broad range of knowledge to endorse or refute."[52]
  7. ^ Jones, 1979, p.23: "…all probably agree that, the more inclusive the hypothesis, the looser the fit [with evidence] is likely to be, [and] we ought to be willing to tolerate a certain looseness of fit in hypotheses of very great scope. …neurologists, archaeologists, linguists and psychologists might make…differential assessments of the [evidence] that reflect a differential tolerance for looseness of fit on the part of the scientists concerned. Nevertheless, and taking Mr. Jaynes' argument as a whole, I also predict that the reaction of most scientists would be skeptical if not hostile."[53]
  8. ^ Etkin, p. 164: "To one trained to look for objective evidence such [literary analysis] carries no strong conviction, especially since even superficial acquaintance with the sources suggests much that does not fit into the author's pattern… Few students of behavior venture this path."[51]
  9. ^ Dennett argued that Jaynes's ideas could be treated as a package of separable "modules" so that the Jaynesian approach to consciousness as a cultural construction could be defended independently of the 'module' on hallucinations.[59]
  10. ^ Cavanna, et al. (2007): "Jaynes' thought-provoking and pioneering work in the field of consciousness studies gave rise to a longlasting debate[;]"[62]: 11  and "Jaynes' composite picture of the bicameral mind has had widespread influence and undoubtedly shaped to a considerable extent subsequent reflections on the biological and cultural underpinnings of human consciousness."[62]: 13 

Criticisms and rejoinders[edit]

Jaynes is quoted in 1978 describing the wide range of academic responses to his book as “from people who feel [the ideas are] very important all the way to very strong hostility.”[66]: 72  Academic debate over Jaynes’s ideas has focused mostly on his notions of consciousness and only indirectly on the bicameral hypothesis. One of the early and persistent critics was philosopher Ned Block who responded harshly to Jaynes’s speculative approach and “preposterous” conclusions. In a short book review in 1977, Block dismissed the notion of a non-conscious mentality as “absurd”. He described Jaynes's book as “strange, fascinating” but “never boring”, containing “many confusions”, “crackpot” and “implausible”.[29] Block’s critique has been described as reflecting “an issue many scientists remain sympathetic to — how could anyone think consciousness is a cultural construction?”[23]: 171 

The bicameral mind was not a 'split-brain'[edit]

A criticism has been made that "Jaynes' bicameral model requires"[62]: 12  that the human brain was split at the time the Iliad was written[67]: 4 [68]: 2.2  and that, for consciousness to have arisen, "Jaynes believed that the development of nerve fibres connecting the two hemispheres gradually integrated brain function."[67]: 4  This argument concludes that "Jaynes's thesis does not stand up to" the fact that there were no recent "radical structural changes in the brain."[67]: 5 

This criticism is contradicted by a claim from the Julian Jaynes Society website: "The transition from bicamerality to consciousness was largely a cultural change, not an evolutionary one." [original italics][68]: 2.2  In Jaynes's book, a chapter titled 'The Double Brain': 100–125  presented discoveries and speculations about differences between the cerebral hemispheres, at no time suggesting either that they had ever been physically 'disconnected' or that their functions had been 'integrated' by evolution.[68]: 2.2  Jaynes wrote about "the brain's plasticity" in reference to "psychological capacities"[1]: 122  and "psychological reorganization",: 125  not in reference to "brain architecture"[62]: 12  as some critics have stated. Jaynes and his supporters fully agree with the scientific consensus against a physiological disconnection between the two hemispheres:[24]

"According to Jaynes, there is no substantial difference between our brains today and those of bicameral people 3,000 years ago."[69]

The 'use-mention error' debate[edit]

Philosopher Ned Block argued that Jaynes had confused the "nature of people's thought processes with the nature of their theories of their thought processes."[29] In other words, according to Block, ancient humans did not 'mention' consciousness in their texts only because they had not developed the concept of consciousness, yet they, like us, were "surely" conscious because "it is a basic biological feature of us" and also "...it is obvious that [consciousness] is not a cultural construction."[a] On this view, Jaynes's ancient evidence can demonstrate nothing about the 'use' of consciousness, only that "the concept of consciousness arrived around late in the 2nd millennium B.C."[30]: 310 

Daniel Dennett (who, like Jaynes, held that consciousness is a cultural construction[30]: 313 ) countered that there are things, such as money, baseball, and consciousness, that cannot exist without the concept of the thing.[25] Jaynes acknowledged Dennett's argument, adding that "...there are many instances of mention and use being identical." The concepts, e.g. of money, or law, or good and evil, are the same as the thing. Rather than 'confusing' the use of consciousness with its concept, Jaynes replied, "we are fusing them [because] they are the same."[6]: 454 

Is the bicameral hypothesis ‘science’ or 'theology'?[edit]

Sociologist W. T. Jones, whose primary interest was the "sociology of belief", asked in 1979 "Why, despite its implausibility, is [Jaynes's] book taken seriously by thoughtful and intelligent people?"[31]: 1  Jones conceded — in agreement with Jaynes — "that the language in which talk about consciousness is conducted is metaphorical" but he flatly contradicted Jaynes’s theory, as Jones put it: "that consciousness 'is' metaphorical or that it has been 'created' by metaphor"; rather, in Jones's view, a metaphor is simply a "verbal token . . . that 'stands for' [an] experienced similarity[.]"[31]: 3–5  Jones also argued that Jaynes was "biased" with respect to three "cosmological orientations":[31]: 18–21  1) that Jaynes showed "hostility to Darwin" and to gradualist natural selection; 2) that Jaynes had "a bias against consciousness" and a "longing for 'lost bicamerality'" and believed (says Jones) that "we would all be better off if 'everyone' were once again schizophrenic"; 3) that Jaynes had a "desire for a sweeping, all-inclusive formula that explains everything that has happened[.]" Jones stated that "those who share these biases [...] are likely to find the book convincing; those who do not will reject [Jaynes's] arguments."[31]: 21  Jones dismissed the bicameral proposition by calling it "secular theology" and by denying that it was scientific, and he even questioned whether Jaynes intended to be taken seriously. He described Jaynes's book as:

... not a scientific treatise at all - not scientific history nor scientific archaeology nor scientific neurophysiology. And if that is the case, then it should not be judged by the usual criterian [sic] for assessing scientific hypothesis. [. . . I]t presents a vision of the world as a whole [...] in a language that looks scientific, rather than in the language of theology. [...] My description of Mr. Jaynes’ book as secular theology [explains] the reasons for [the book’s] success, despite its lack of scientific rigor[;. . .] that it is a new gospel, a world-picture startlingly different from any we are accustomed to and one in which everything has its secure place and all is accounted for.[31]: 24–25 

Jones was described, in 1993, by Laura Mooneyham White as "one of Jaynes's most thoroughgoing critics[.]"[71]: 181  White interpreted Jones’s critique as part of a debate between the values of scientific and non-scientific ways of knowing, between "scientific and visionary discourse".[71]: 187  According to White, Jones stood with many scientists against the notion of a "radical discontinuity"[71]: 180  dividing human beings from other biological forms; therefore they stood against Jaynes’s arguing that consciousness marked such a discontinuity. White interpreted Jaynes as affirming discontinuity in 1983 when he said: "I am a strict behaviorist [only] up to 1000 B.C. when consciousness develops in the one species that has a syntactic language, namely, ourselves."[71]: 181 [b] White commented:

This belief in discontinuity, in an absolute break between conscious human beings and other forms of life, has garnered Jaynes an inordinate amount of criticism from his fellow scientists, as one might expect.[72]

The discontinuity Jaynes "tolerates" is not metaphysical, however, but exists "in terms of natural science alone": the divide between bicamerality and consciousness is a consequence of "complex social relationships" and language;[71]: 182–184  Jaynes rejects a metaphysical explanation for both religion and consciousness.[c] White argued that

... for Jaynes, all forms of questing after transcendence are […] equally compelling, equally misguided. The religious imperative [inherited from bicamerality] is inescapable but doomed as chimerical.[74]

Jaynes applies this critique certainly to religion but goes further, by including the search for truth through science as a "quest for authorization": 317–338  and "certainty" in the wake of lost bicamerality:

In this final chapter, I wish to turn to science itself and point out that it too, and even my entire essay, can be read as a response to the breakdown of the bicameral mind. For what is the nature of this blessing of certainty that science so devoutly demands in its very Jacob-like wrestling with nature? Why should we demand that the universe make itself clear to us? Why do we care?[G]: 433 

Jaynes "identifies Darwinism, Marxism, Freudianism, and behaviorism"[71]: 186  as major examples of "scientisms" of the modern era:

[those] clusters of scientific ideas which come together and almost surprise themselves into creeds of belief, scientific mythologies which fill the very felt void left by the divorce of science and religion in our time.[G]: 441 

Near the end of his book Jaynes says of it, twice, "this essay is no exception.": 443, 445  According to White, Jones "seized upon [this admission] as crucial evidence of the unscientific nature of Jaynes’s ideas."[71]: 187  But White argued that Jones's position may have come from a rival scientism that cannot allow discontinuities, and cannot recognize its own dependence on "the necessary relationship between any comprehensive scientific theory and [a system of] belief."[71]: 188 

On Jaynesian distinctions[edit]

In their 2006 biography of Jaynes, Woodward and Tower reported that Jaynes “felt he had not truly succeeded” in his lifelong work because, in their words, “He was right” about his feeling that “there were people who disagreed with him [who] had not really read his book or understood it.”[64] Psycholinguist John Limber concurred, writing in 2006, “When [Jaynes's book] was published, critics had a field day — everyone could find a topic or conjecture that they disagreed with[.] [His ideas were] intriguing, imaginative, preposterous, crazy… In retrospect, most of these critics — myself included — just ignored Jaynes’s early chapters [about] what consciousness is not.”[65]

Consciousness is not 'perception'
In 1990 Jaynes acknowledged that his whole argument was "contradictory to the usual and . . . superficial views of consciousness," and he reiterated that "the most common error" people make "is to confuse consciousness with perception."[6]: 447-449 

But there can be no progress in the science of consciousness until careful distinctions have been made between what is introspectable and all the hosts of other neural abilities we have come to call cognition. Consciousness is not the same as cognition and should be sharply distinguished from it.[A]: 447 

Consciousness is not 'volition' or 'executive control'
Whether consciousness is confused with perception or not, its role in volition or 'self-control' is often presumed.[37] In his book, Jaynes explains how it is that thinking happens before consciousness of thinking: "one does one's thinking before one knows what one is to think about." (Jaynes's italics): 39  Jaynes is definitive only about the bicameral variety of volition:

The explanation of volition in subjective conscious men is still a profound problem that has not reached any satisfactory solution. But in bicameral men, ... volition came as a voice that was in the nature of a neurological command, in which the command and the action were not separated, in which to hear was to obey.[H]: 98-99 

Jaynes also identified expansive "narratization" as one of several fundamental features of consciousness,: 63–64  and he argued that it possibly originated in the narrower, non-conscious, right-hemisphere function — "narratization in epics" — by which the bicameral 'gods' organized memory of their own "god-commanded events".: 217–219 

Oakley and Halligan, the authors of a 2017 paper, echo Jaynes's separation of consciousness from volition. They describe "the non-consciously generated, self-referential psychological content of the personal narrative" as a major aspect of consciousness,[37] and they argue that the "contents of consciousness" are products of non-conscious "executive self-control" systems that operate outside "conscious experience":

Despite the compelling subjective experience of executive self-control, we argue that “consciousness” contains no top-down control processes and that "consciousness" involves no executive, causal, or controlling relationship with any of the familiar psychological processes conventionally attributed to it.[37]

Consciousness is not 'the Self'
The 'Self' is something put together as a product of consciousness over a "lifetime" of experiences and stories, something that "we come to construct or invent, on a continuing basis, in ourselves and in others" as "the answer to the question 'Who am I?'"[6]: 457-458 [d] The Jaynesian view differs from the "classic notion of 'mind' or self" as "an individually bounded, embodied, efficient cause,"[75] a view which is to some extent expressed, on the one hand, in the neuroscience reductionism that sees consciousness as a 'neurological event', and on the other hand in the cognitive science model that sees it as a 'mental state'.[75] The 'Self' of Jaynesian consciousness is not the brain in whole or in part, nor an event in the brain, and not a state of the brain.

Ancient mirrors and the 'mirror test'[edit]

In 1990, Jaynes discussed and rejected certain claims that the mirror test is evidence of self-awareness in animals.[6]: 457-460  The 'Self' which is constructed in Jaynesian consciousness is not the body or the face: what a person or an animal sees in a mirror is not the 'Self'.

Self-awareness usually means the consciousness of our own persona over time, a sense of who we are, our hopes and fears, as we daydream about ourselves in relation to others. We do not see our conscious selves in mirrors, even though that image may become the emblem of the self in many cases. [...] The animal [looking in a mirror] is not shown to be imagining himself anywhere else, or thinking of his life over time, or introspecting in any sense — all signs of a conscious self.[6]: 460 

Jaynes briefly questions whether the use of mirrors in antiquity is evidence of ancient consciousness, and he alludes to research, new at the time, about the "mystery" of Mayan mirrors that were possibly used for divination.[6]: 458n. 

On 'zombies' and other 'fringe minds'[edit]

Since the 1990's, much philosophical discussion about consciousness has inconclusively revolved around the notion of the "philosophical zombie" — an imaginary entity human-like in all respects except that it lacks 'consciousness' or 'experience' of some sort[e] which the philosophers variously refer to with terms like "subjective character of experience" or "qualia" or "phenomenal consciousness". These terms and concepts, which Peter M. Hacker has sharply critiqued,[f] are largely unconnected to Jaynes's arguments. Even so, some philosophers have rejected the possibility of bicamerality because it seems 'zombie-like' "based on their definition of consciousness, not Jaynes's." (author's italics)[77] Bicameral humans were not 'philosophical zombies':[g]

While the ancients surely were aware and had perceptual experiences like ours, is it possible they did not have the interior dialogue that Jaynes refers to? Like other readers, I had projected my own pre-existing notion of consciousness onto OC, neglecting Jaynes's own words...[78]

Bicameral man was intelligent, had language, was highly social, and could think and problem-solve; only these processes took place in the absence of an introspectable internal mind-space.[79]

Jan Sleutels[30] and Gary Williams[63] have attempted to clarify the differences between, on the one hand, the 'concepts' and 'thoughts' usually associated with conventional notions of consciousness, and on the other hand, the less familiar 'nonconscious concepts' necessary to make sense of bicamerality and Jaynesian consciousness. Sleutels discusses the problem of how to understand "fringe minds" such as "infants, early hominids, animals" that cannot speak about their 'minds'; and the problematic nature of bicameral humans (i.e."Greek zombies") is precisely a problem of fringe minds.[30]: 306–307  Williams has argued for "three forms of mentality (reactive, bicameral, J-conscious)"[63]: 227  as a way to reconcile the philosophers' terminology within a Jaynesian framework.

Section Notes[edit]

  1. ^ Block is quoted in Sleutels, 2006.[30]: 312, 311  Sleutels argued against the weakness of Block's intuition that consciousness must be biological: "What is most remarkable about Block's argument against the possibility of non-conscious human minds is its absence[.]"[70]
  2. ^ Jaynes, quoted in Mooneyham (1993), was speaking at the 1983 McMaster-Bauer Symposium on Consciousness. Mooneyham White discusses the stance against discontinuity as a possible ‘bias’ in favor of evolution and against metaphysical and spiritual explanations of human difference.[71]: 182 
  3. ^ "…Jaynes’s quest for a materialistic answer will lead him to his monumental critique of religion, his assertion that all religious impulses are merely nostalgic vestiges of our own bicameral auditory hallucinations, the voices we called gods but which were in reality only emanating from our right hemispheres."[73]
  4. ^ "The analog 'I' is the second most important feature of consciousness. It is not to be confused with the self, which is an object of consciousness in later development."[6]: 450 
  5. ^ Thomas Metzinger dismisses the 'zombie' debate as no longer relevant to the consciousness studies community because its proponents covertly rely on an "ill-defined folk psychological umbrella term", namely 'consciousness':

    (25:57)Sam Harris: So you’re not a fan anymore, if you ever were, of the framing by David Chalmers of the Hard Problem of Consciousness?
    Th. Metzinger: No, that’s so boring. I mean, that’s last century. I mean, you know, we all respect Dave [Chalmers], and we know he is very smart and has got a very fast mind, no debate about that. But Conceivability Arguments are just very, very weak. If you have an ill-defined folk psychological umbrella term like “consciousness”, then you can pull off all kinds of scenarios and zombie thought experiments. It doesn’t really— It helped to clarify some issues in the mid 90’s, but the consciousness community has listened to this and just moved on. I mean nobody of the serious researchers in the field thinks about this anymore, but it has taken on like a folkloristic life of its own. A lot of people talk about the Hard Problem who wouldn’t be able to state what it consists in now.[76]

  6. ^ "[...] Consciousness studies became the [sic] all the rage. Conferences proliferated, new journals were founded, a stream of articles and books on consciousness rapidly turned to a flood. A common article of faith among the self-styled ‘consciousness studies community’ is that [...] experience or ‘phenomenal consciousness’ is to be explained by reference to the fact that there is something that it is like to have it.
       Once one has gone down this cul-de-sac, then a flood of apparently deep problems follow. [...] the contemporary philosophical conception of consciousness that is embraced by the ‘consciousness studies community’ is incoherent [...]"[34]: 14–15 
  7. ^ "When Jaynes describes early civilization as being populated by people who have not yet developed consciousness, he is not implying these were civilizations of "zombies" in the popular sense of the term."[77]

Four foundations of the bicameral hypothesis[edit]

Four sets of ideas, in the following sequence, inspired and justified the hypothesis of the bicameral mind:[a] 1) consciousness as a product of language; 2) ancient texts indicating an older, non-conscious mentality; 3) the problem of verbal hallucinations; 4) mid-20th-century discoveries about the cerebral hemispheres. (Unless specified otherwise, all quotations in this section are from the original 1976 edition of Julian Jaynes’s book, The Origin of Consciousness in the Breakdown of the Bicameral Mind.)

1. The Jaynesian approach to consciousness[edit]

Jaynes introduces the problem of explaining the nature and origin of consciousness, by which he means what most people think of as their private 'inner world' of self-reflection, that which is "more myself than anything I can find in a mirror … that is everything, and yet nothing at all[.]"[I]: 1  The matter has been problematic for philosophers, psychologists, and biologists since at least the time of Charles Darwin.[80] Most people probably take it for granted that consciousness – the 'inner life' that is linked with ideas of the 'soul' or 'mind' — seems quite familiar, simply 'human nature', "the most self-evident thing imaginable[.]": 22 

For 19th-century psychology, the problematic nature of consciousness was found in the subjective phenomena traditionally studied by introspection,[b] but the methods that introspectionists used were rejected in the early 20th century by behaviorists[c] who sometimes "suggested" that consciousness does not even exist.[d] Jaynes reviews eight solutions proposed since Darwin's time and explains why each failed.[80] He then discusses the various ways that consciousness is not at all what it seems to be. First of all, the term is commonly, and imprecisely, confused with wakefulness or any general "reactivity" of the nervous system in response to external stimuli (i.e. sensation and perception).: 22  For Jaynes, the term is correctly associated with "inwardness", or "what is introspectable", something which seems to be innate and ever-present. However, "consciousness can seem to pervade all mentality when actually it does not.": 23  Contrary to commonplace assumptions, 20th-century experimental psychology has shown that consciousness is neither involved with nor even necessary for most behavioral and cognitive processes such as recall of memories, basic learning, problem-solving, decision-making, reasoning and judging.: 30–44 [e]

We have been brought to the conclusion that consciousness is not what we generally think it is. [It] does not make all that much difference to a lot of our activities. If our reasonings have been correct, it is perfectly possible that there could have existed a race of men who spoke, judged, reasoned, solved problems, indeed did most of the things that we do, but who were not conscious at all.[J]: 46–47 

Jaynes observes that the history of trying to understand consciousness is one of "failed metaphors", and the problem resides in the "metaphor language of mind". He explains that metaphors are necessary for people to feel that they understand anything at all.[f] People speak, for example, of the mind as if it were a 'container' or a 'space' inside the head, which of course it is not — except metaphorically; yet it is impossible to speak of the mind or describe it without using metaphors and analogies based on the world of physical behavior.[g] It is impossible even to introspect (i.e. to 'look into' the mind) except metaphorically. Images and ideas do not exist 'in' a mind because a mind and its 'contents' occupy no physical space at all.

Jaynes develops a theory of metaphor that explains how metaphors "literally create new objects" such that "language is an organ of perception, not simply a means of communication."[B]: 50  It is through language that people "invent mind-space inside our own heads as well as the heads of others,": 60  with an invented "structure of consciousness" that echoes "the structure of the world[.]": 59  Jaynes identifies several features of consciousness: 59–65  by which it becomes like a map or model that represents both how a person experiences the world and how the person acts in it, and later functions as the means by which people understand their world.: 52–55, 84 

Subjective conscious mind is an analog of what is called the real world. It is built up with a vocabulary or lexical field whose terms are all metaphors or analogs of behavior in the physical world. Its reality is of the same order as mathematics. It allows us to shortcut behavioral processes and arrive at more adequate decisions. Like mathematics, it is an operator rather than a thing or a repository. And it is intimately bound up with volition and decision.[B]: 55 

Consciousness is thus "embedded in language"; children learn to create it — and to attribute it to others — through socialization and language acquisition after they acquire the appropriate conceptual metaphors.[h] Once learned, it allows people to explain their own and others' behavior in terms of personal agency and responsibility,: 217 [i] and it can vary between individuals, across cultures, and over time.[22]: 6 [j]

2. Re-reading the Iliad in Homeric Greek[edit]

Reading ancient literature about 'the mind' requires a certain amount of caution. Historically, the learning of consciousness could only have occurred after the origin of language,[1]: 66  and the oldest known written texts - the invention of writing happened very late in the history of language, around 3000 BCE - are written in hieroglyphics, hieratic and cuneiform. When those symbols are not explicitly concrete in meaning, their translation requires considerable guesswork. Jaynes asserts that much translation has been done by "modern scholars [who] project their own subjectivity with little awareness of the importance of their distortion."[C]: 68 

In searching for evidence of consciousness, the "first writing in human history in a language of which we have enough certainty of translation to consider it […] is the Iliad."[C]: 68–69  This epic poem was set down in writing sometime around 850 BCE but its oldest components derive from around 1230 BCE, the period of the Greek Heroic Age. The mythic account of Greek heroes and gods had been passed down over the centuries by oral tradition, and like all such texts, its newer components mixed new ideas in with the old.: 69, 73 

Jaynes's etymological analysis of the Iliad's Homeric Greek reveals that there are "in the older layers . . . no words in the original text for conscious operations, such as think, feel, experience, imagine, remember, regret, etc."[3]: 87  The story lacks "mental language"; meanwhile, its human characters engage in "action . . . constant action";: 79  however, ". . . the initiation of action [is] by the gods." (Jaynes's italics): 78  His re-reading of the Iliad's familiar mythology provides a dramatically succinct description of "the mentality of the Myceneans" that Jaynes calls a bicameral mind:: 75 

The preposterous hypothesis we have come to [. . .] is that at one time human nature was split in two, an executive part called a god, and a follower part called a man. Neither part was conscious.[H]: 84 

Jaynes asserts that the case for the bicameral hypothesis is "not meant to rest solely on the Iliad[.]"[C]: 75  Nevertheless, its oldest content, in Homeric Greek, contains almost nothing to indicate the presence of introspection - but a very different mentality is clearly indicated. The poem, all about action, has a great deal of concrete vocabulary and a nearly total absence of mental vocabulary. All the words "that in a later age come to mean mental things have different meanings, all of them more concrete.": 69  For example, psyche is 'blood' or 'breath', but not 'mind'. When the text uses the word soma as the opposite of psyche it never means a living or whole 'body', only 'dead limbs' or 'corpse'.: 69–70 

Perhaps most important is the word noos which, spelled as nous in later Greek, comes to mean conscious mind. It comes from the word noeein, to see. Its proper translation in the Iliad would be something like perception or recognition or field of vision. Zeus "holds Odysseus in his noos." He keeps watch over him.[C]: 70 

In addition, the characters of the Iliad

. . . do not sit down and think out what to do. [. . .] The beginnings of action are not in conscious plans, reasons, and motives; they are in the actions and speeches of gods. To another, a man seems to be the cause of his own behavior. But not to the man himself.[C]: 72 

The Iliadic gods behaved like humans and were bound by natural laws, but the heroes whose lives they directed were "pushed about like robots[.]": 73  The heroes' world, full of dominating god-figures who speak, and full of feelings acted out without a second thought, "is one of strangeness and heartlessness and emptiness.": 75 

Was the Iliad merely a fable and were the 'gods' merely poetic devices? Everyone in the Iliad took the gods for granted, and so did the poet-singers (the aoidoi) who, over several centuries, chanted the poem using hexameter verse, an entrancingly steady rhythm which, according to tradition, "the entranced bard 'heard'": 73  from his muse.[k] Jaynes acknowledges that the historicity of the Homeric epics is debatable, but for understanding the early history of the human mind he concludes that the Iliad is "a psychological document of immense importance"[C]: 69  carrying clues to the historically recent existence of "a very different mentality from our own.": 82  And as gods, temples, and mythology were central to pre-classical Greek culture, they were central to contemporaneous non-Greek cultures as well.

3. The character of 'heard voices'[edit]

The character of Iliadic gods and their speeches can be compared to the 'voices' that are today called hallucinations. By mid-20th century, the little that was scientifically known about hallucinations had been learned mostly during the medical treatment of psychosis and schizophrenia. Voices have been generally feared as a sign of insanity requiring psychological or neurological treatment, although in some cases they "may be helpful to the healing process";: 88  and they may have been the source of inspiration to "those who have in the past claimed such special selection": 86  as to hear voices of prophecy. Hallucinated 'voices' may be "heard by completely normal people to varying degrees […] often in times of stress [or] on a more continuing basis."[H]: 86 

Voices occur in all age-groups, come from any location and from every direction, and even "profoundly deaf schizophrenics insisted they had heard some kind of communication.": 91  The character of the voices is known to some degree:

The voices in schizophrenia take any and every relationship to the individual. They converse, threaten, curse, criticize, consult, often in short sentences. They admonish, console, mock, command, or sometimes simply announce everything that's happening. They yell, whine, sneer, and vary from the slightest whisper to a thunderous shout. Often the voices take on some special peculiarity, such as speaking very slowly, scanning, rhyming, or in rhythms, or even in foreign languages. There may be one particular voice, more often a few voices, and occasionally many. [They] are recognized as gods, angels, devils, enemies, or a particular person or relative. Or occasionally they are ascribed to some kind of apparatus reminiscent of the statuary which we will see was important in this regard in bicameral kingdoms.[H]: 88-89 

Medical cases differ in degrees of severity. But why are voices at all "believed, why obeyed"? Because "the voices a patient hears are more real than the doctor's voice.": 95  Sound is a modality that cannot be shut out. Voices that have been characterized as command hallucinations cannot be denied when heard and cannot be silenced by force of will, even if they command harmful or self-destructive behavior. In less severe cases, some patients "learn to be objective toward them and to attenuate their authority […though at first there is always] unquestioning submission […] to the commands of the voices."[H]: 98 

It is normal for healthy, conscious humans to be highly attentive and compliant to 'real' voices of those in recognized authority, especially when the voices are located nearby. For the ancient bicameral human with no conscious self-identity, disobedience to the messages from his or her 'voices' would be literally unthinkable.

. . . if one belonged to a bicameral culture, where the voices were recognized as at the utmost top of the hierarchy, taught you as gods, kings, majesties that owned you, head, heart, and foot, the omniscient, omnipotent voices that could not be categorized as beneath you, how obedient to them the bicameral man![H]: 98 

Regardless how they are experienced, whether by conscious people today or by bicameral people 4000 years ago, hallucinated voices "must have some innate structure in the nervous system underlying them."[H]: 96 

4. The other side of the brain[edit]

By the mid-20th century, more was known about the left hemisphere (LH) of the brain than about the right hemisphere (RH), and the LH was called "dominant" because of its seemingly singular responsibility for language. If the non-dominant RH had any important functions, they were only beginning to be discovered.[6]: 455  Jaynes, as a psychologist, reports that the usually speechless RH could, under certain conditions, assume some or all the language functions.: 103  Thus, a major question that he raises about the normal brain is…

. . . why language function should be represented in only one hemisphere. Most other important functions are bilaterally represented. This redundancy in everything else is a biological advantage to the animal, since, if one side is injured, the other side can compensate. Why then was not language? […] Why was not this without-which-nothing of human culture represented on both hemispheres?[K]: 102 

The fifth chapter of Jaynes's book is titled The Double Brain. Going beyond contemporaneous knowledge of lateralization of brain functions,[l] Jaynes speculates that during the course of evolution the RH must have had some important function that precluded or restricted its role in normal communicative speech processing. The bicameral hypothesis suggested that the "language of men was involved with only one hemisphere in order to leave the other free for the language of gods."[K]: 103-104 

Jaynes notes and comments on a number of mid-century discoveries about the cerebral hemispheres:

  1. Both hemispheres have speech comprehension, but only the left can usually produce speech;: 107 
  2. Wilder Penfield pioneered in electrically stimulating the brain, sometimes causing patients to hear voices which were experienced, in Jaynes's words, with an "otherness" and "opposition from the self, rather than the self's own actions or own words";[K]: 111 
  3. Researching the after-effects of the "so-called split-brain operation"[m] to treat epileptics, Joseph Bogen, Roger Sperry, and Michael Gazzaniga found that the two hemispheres could function after surgical separation with apparent independence, creating bizarre behaviors seemingly attributable to "two persons in one head", while in every situation the 'self' of the patient was always identified with the language-dominant hemisphere only;: 112–117 
  4. Hemispheric differences of cognitive function at least "echo the differences of god and man.": 117  The right-side is better at categorizing and in "synthetic and spatial-constructive tasks while the left hemisphere is more analytic and verbal.": 119  "Recognition of both faces and facial expression is […] primarily a right hemisphere function. And to tell friend from non-friend in novel situations was one of the functions of a god."[K]: 122 

Jaynes advocates for the newly developing conception of brain plasticity: 122  to account for the hypothetical transition of mentality required by his theory:

. . . the brain is more capable of being organized by the environment than we have hitherto supposed, and therefore could have undergone such a change as from bicameral to conscious man mostly on the basis of learning and culture.[K]: 106  [... The] increasing tide of research has eroded any rigid concept of the brain, [...] the function of brain tissue is not inevitable, and […] perhaps different organizations, given different developmental programs, may be possible."[K]: 125 

Section Notes[edit]

  1. ^ In a new Preface for the second English edition of Jaynes's book, in 1982, he notes "Book I presents these ideas as I arrived at them."[2]: v. 
  2. ^ "In the early 19th century, psychology . . . was frequently defined as the "science of consciousness"" and, before Behaviorism, psychologists were studying "the contents of conscious experience . . . by introspection and experiment."[81]: 364, 365 
  3. ^ "Introspectionist views of consciousness have few advocates in mid-20th-century psychology."[81]: 366 
  4. ^ In Watson's writings "sometimes a metaphysical judgment is suggested to the effect that "mind" or "consciousness" does not exist."[82]
  5. ^ This view has recently been reinforced by others: "Over the past 30 years, there has been a slow but growing consensus among some students of the cognitive sciences that many of the contents of 'consciousness' are formed backstage by fast, efficient non-conscious systems."[37]
  6. ^ In his book, Jaynes asserts: "Understanding a thing is to arrive at a metaphor for that thing by substituting something more familiar to us. And the feeling of familiarity is the feeling of understanding."[B]: 52  The difficulty with consciousness is that "there is not and cannot be anything in our immediate experience that is like immediate experience itself. There is therefore a sense in which we shall never be able to understand consciousness in the same way that we can understand things that we are conscious of."[B]: 53 
  7. ^ See Jaynes (1986): "Every word we use to refer to mental events is a metaphor or analog of something in the behavioral world."[4]: 6 
  8. ^ From the Afterword (1990 edition): "Consciousness . . . becomes embedded in language and so is easily learned by children. The general rule is: there is no operation in consciousness that did not occur in behavior first."[A]: 449 
  9. ^ On the developmental process whereby children acquire a 'theory of mind' to explain another's behavior, see Rowe (2016b).[40]
  10. ^ Richard Rhodes commented in 1978: "[…Jaynes] believes consciousness continues to change and develop through historical time [and] different metaphors make different minds."[42]
  11. ^ Jaynes reports: "A similar thing occurs when the voices of schizophrenics speak in scanning rhythms or rhyme.": 73 
  12. ^ For example: the LH neurological structures for language (i.e. Broca's area for production and Wernicke's area for comprehension) have homologous structures on the RH, but the normal RH language abilities known at the time were extremely limited.[83]
  13. ^ Jaynes pointedly emphasizes that the term is misleading: "The so-called split-brain operation (which it is not - the deeper parts of the brain are still connected)...": 113 

Historical evidence[edit]

The bicameral hypothesis proposes an interpretation of the archeological and historical record that accounts for "the entire pattern of the evidence … in different regions of the world[.]"[11]: 165  It connects seemingly disconnected facts[a] and explains apparent mysteries.[13]: 273  For example, on the subject of the "Corpse/Personator Ceremony" in early China, Michael Carr wrote:

There are already various non-bicameral explanations for […] all […] Chinese death beliefs and customs. However, without the bicameral hypothesis, at least one explanation has to be proposed for each of them. Proposing many different reasons for corresponding traditions across cultures ignores what Jaynes calls "the entire pattern of the evidence."[85]

The overall pattern of bicamerality, beginning in the 9th millennium BCE and evident in archeology around the world, involves three major "features of ancient civilizations which can only be understood"[11]: 150  according to the bicameral hypothesis "wherever and whenever civilization first began":: 149 

  • the burial of 'the living dead';
  • the construction and centrality of 'god-houses' (i.e. temples);

Jaynes presents evidence from ancient Sumeria, Ancient Egypt, Ancient Jericho, the Hittites, the Olmec and Maya, and the Inca.[b]

The Natufian example[edit]

The "best defined and most fully studied Mesolithic culture [is] the Natufian[,]"[L] located at Eynan in present-day Israel.: 138  By 9000 BCE they had a population of 200-300 persons living a settled life with primitive agriculture. It was a group too large to be manageable merely by signals and simple commands. The agricultural routines would have been organized by a living leader’s commands actually given at first, and repeatedly heard as needed; later, improvised commands could have originated, as needed, by creative hallucination.: 140–141  The hallucinated 'voices' "heard by the Natufians could with time improvise and 'say' things that the king himself had never said" which is similar to the way that "the 'voices' heard by contemporary schizophrenics 'think' as much and often more than they do[.]"[L]: 141 

A pair of skeletons from a burial at Eynan, one of them lying among large stones that may have propped-up the corpse.
Skeletal remains of ancient burial, discovered at Eynan

Natufians practiced ceremonial burials. The dead Natufian king appears to have been propped up in his elaborate tomb-dwelling - "the first such ever found (so far)" - as if he were still alive, as if...

...in the hallucinations of his people still giving forth his commands, [... which] was a paradigm of what was to happen in the next eight millennia. The king dead is a living god. The king’s tomb is the god’s house, the beginning of the elaborate god-house or temples[.][L]: 143 

In many places, the first temples were based on this function of the king's tomb as the god's house, and each successor-king was a successor-god. The practice persisted for millennia, as the well-known Egyptian pyramids exemplify. The more common practice, however, was what happened in Mesopotamia, where a successor to an entombed dead king would act as the former king’s priest or servant in the cultic temple where a permanent 'speaking' statue allowed the dead king's speech to still be heard.: 143 

Interpreting ancient texts[edit]

There have been many "popular books on the subject" of ancient beliefs. All of them are based on applying "modern categories" of human psychology when trying to understand ancient mysterious facts.[11]: 177  For scholars too, there is the "enormous and fascinating problem" of interpreting and translating the earliest remnants of the invention of writing. If those records can be deciphered at all, it requires much scholarly guesswork based on facts from other bodies of knowledge. In the case of ancient texts that seemingly deal with abstractions or spiritual or psychological content, scholars who labor to understand them generally begin with the unexamined assumption that human psychology thousands of years ago was fundamentally the same as it is today. Jaynes writes,

When the terms are concrete, as they usually are, for most of the cuneiform literature is receipts or inventories or offerings to the gods, there is little doubt of the correctness of translation. But as the terms tend to the abstract, and particularly when a psychological interpretation is possible, then we find well-meaning translators imposing modern categories to make their translations comprehensible [... and] to make ancient men seem like us[.][E]: 177 

Two kinds of theocratic kingdoms[edit]

The cultures of ancient Mesopotamia and ancient Egypt are the most studied and best understood of the great cultures of pre-classical antiquity. Their extensive written records from before the Bronze Age collapse have been very successfully translated. The two cultures were quite different from ours today, and from each other as well, but what they had in common was a rigid social hierarchy that bound politics and religion closely together. They were each, in fact, a theocracy dominated by ’gods’ and elaborate priesthoods. A survey of the evidence indicates that bicameral kingdoms, which probably began out of similar bicameral origins, developed in either of two ways:

  • the "steward-king theocracy [… of the] Mesopotamian bicameral city-states" appeared in some variety as "the most important and widespread form of theocracy [...] of Mycenae[, ...] and, so far as we know, in India, China, and probably Mesoamerica";: 178 
  • the "more archaic": 186  system was the "god-king theocracy in which the king himself is a god […and] this form existed in Egypt and at least some of the kingdoms of the Andes, and probably the earliest kingdom of Japan."[E]: 178 

Mesopotamia[edit]

The basic facts of Ancient Mesopotamian religion (or Sumerian religion) are fairly well-established from the archaeology and texts of the Sumerians and Akkadians. Shrines and statues of gods, mostly made of wood, were everywhere, and they were central to daily life.

Throughout Mesopotamia, from the earliest times of Sumer and Akkad, all lands were owned by gods and men were their slaves. Of this the cuneiform texts leave no doubt whatsoever. Each city-state had its own principal god, and the king [was] "the tenant farmer of the god."
   The god himself was a statue. The statue was not of a god (as we would say) but the god himself. […] The gods, according to cuneiform texts, liked eating and drinking, music and dancing; they required beds to sleep in and for enjoying sex with other god-statues on connubial visits from time to time; they had to be washed and dressed, and appeased with pleasant odors; they had to be taken out for drives on state occasions; and all these things were done with increasing ceremony and ritual as time went on.[E]: 178–179 

Jaynes asks: "How is all this possible, continuing as it did in some form for thousands of years as the central focus of life" if not because of bicamerality?: 180 

Everywhere in these texts it is the speech of gods who decide what is to be done. […The] rulers [are] the hallucinated voices of the gods Kadi, Ningirsu and Enlil. [...And] statues underwent mis-pi which means mouth-washing, and the ritual of pit-pi or "opening of the mouth." [...] Each individual, king or serf, had his own personal god [and] lived in the shadow of his personal god, his ili [who was responsible for every action.][E]: 181-184 

Egypt[edit]

Illustration from The Book of the Dead of Hunefer showing the Opening of the Mouth ceremony being performed before the tomb

Many basic facts of ancient Egyptian religion are similarly well-established, based on the decipherment of texts in hieratic and Egyptian hieroglyphics (meaning the "writing of the gods"), but many texts have been interpreted according to modern ways of thinking. For example, the creator god Ptah is written about in the Memphite Theology, which…

. . . states that the various gods are variations of Ptah’s voice or "tongue."
   Now when "tongue" here is translated as something like the "objectified conceptions of his mind," as it so often is, this is surely an imposing of modern categories upon the texts.[E]: 186 

Commenting on the basic mythology of the pharaohnic god-kings, "that each king at death becomes Osiris, just as each king in life is Horus[,]" Jaynes asserts:

Osiris [...] was not a "dying god," not "life caught in the spell of death," or "a dead god," as modern interpreters have said. He was the hallucinated voice of a dead king whose admonitions could still […] be heard, [therefore] there is no paradox in the fact that the body from which the voice once came should be mummified, with all the equipment of the tomb providing life's necessities: food, drink, slaves, women, the lot. There was no mysterious power that emanated from him; simply his remembered voice which appeared in hallucination to those who had known him and which could admonish or suggest even as it had before he stopped moving and breathing.[E]: 187 

…and the process repeated from generation to generation.

Jaynes agrees with mainstream scholarship that an important but confusing "fundamental notion": 189  in Ancient Egyptian religion is that of the ka. Jaynes observes that…

. . . this particularly disturbing concept, which we find constantly in Egyptian inscriptions, [has been translated] in a litter of ways, as spirit, ghost, double, vital force, nature, luck, destiny, and what have you.[E]: 190 

Texts about the ka are numerous and confusing. "Every person has his ka[. ...] Yet when one dies, one goes to one's ka.": 191  Some texts "casually say that the king has fourteen ka's!": 193  Bicamerally interpreted, the ka is "what the ili or personal god was in Mesopotamia.": 190  Usually, the Pharaoh’s ka is depicted as his twin, formed at the time of birth. Bicamerally, Pharaoh heard his ka while alive, while others would hear their own ka and would also hallucinate the Pharoah’s voice as the Pharaoh's ka, which was later still heard by others after Pharaoh’s death.: 189–191 

A related concept is that of the ba, which was usually depicted as a small humanoid bird associated with a corpse or statue of a person. The "famous Papyrus Berlin 3024, which dates about 1900 B.C." records the "Dispute of a man with his Ba", but it has never been translated "at face value, as a dialogue with an auditory hallucination, much like that of a contemporary schizophrenic.": 193–194 

Breakdown of bicamerality[edit]

"The smooth working of a bicameral kingdom has to rest on its authoritarian hierarchy.": 207  The admonitory functions of hallucination could respond reliably to familiar and non-threatening situations, but would presumably be less reliable in unfamiliar or unmanageable situations.[c] Over the course of many centuries, certain challenges to hallucinatory authority forced it to adapt, or sometimes proved it unable to do so:

  • The success of civilized life added to populations, which meant more individuals' 'voices' needed to be managed in order to maintain social order. Every established bicameral theocracy became polytheistic and had a hierarchy of priests to manage potential competition between the gods of the pantheon; "...such theocracies occasionally did [...] suddenly collapse without any known external cause.": 207 
  • The psychological "authority of sound": 94–99  was gradually weakened, certainly by the mid-2nd millennium BCE, by the widespread use of written texts: being seen by the eye, they could be shut from view and their authority avoided in a way that verbal hallucinations could not.: 209 
  • Inter-cultural contact between city-states, also as a result of growth, could either lead to trade relations or to conflict - but nothing in-between - depending on whether the gods on each side judged the other human as friend or foe. A judgement of the 'other' as hostile could easily lead to war, which certainly brought social chaos.: 205–207 
  • Natural catastrophes, like wars, were disruptive events that likely brought social chaos, followed either by long periods of rebuilding, or by migrations and potentially hostile contacts between individuals and populations.

In the event of serious social disorder, "the gods could not tell you what to do[.]": 209  They became silent, or they produced more disorder.: 208–216  During the 3rd millennium BCE Mesopotamians began the first forms of prayer rituals and sacrificial offerings, probably to invoke 'voices' that were absent in the face of a difficult problem.: 223–230  At a later time, probably in the absence of 'voices', divination rituals and the reading of omens became common practices - not in order to 'tell the future', but to help a king, priest or other inquirer decide what needed to be done.[d] Eventually, and continuing into the 1st millennium BCE, Mesopotamian religion had created a superstitious world filled with countless angels and genii – beneficial half-human, half-bird messengers to the now 'distant' gods – plus countless demons, against whom protection was sought by the widespread use of amulets and exorcisms.: 230–233 

The advent of consciousness?[edit]

Jaynes writes of the Assyrian Spring: 209–222  and the limited historical record that might indicate the first acts of consciousness near the end of the 2nd millennium BCE.[e] A thousand years earlier, the city owned by "Ashur" rose to become the trading empire of Old Assyria, then collapsed and rose anew about 1380 BCE, becoming the 2nd Assyrian Empire, a militaristic, brutal conqueror unlike any before it. And the new Assyrians encountered a chaos widespread throughout the region, with migrations of many peoples perhaps fleeing from the chaos of other calamities.: 209–216  The later period has been described by some historians, writing after Jaynes, as the catastrophic Bronze Age collapse.

Jaynes speculates about the possible natural calamities that caused the general chaos, but he asserts that the recorded unprecedented cruelty of the Assyrian king Tiglath-Pileser I may have been a response to the total collapse of bicameral social control.

The very practice of cruelty as an attempt to rule by fear is, I suggest, at the brink of subjective consciousness.[M]: 214 

Section Notes[edit]

  1. ^ See Michael Carr, 2006. "[Jaynes’s] hypothesis can explain many historical aspects of early civilizations."[84]
  2. ^ For Jaynes's review of evidence from around the world, see Origin... Bk. II, Ch. 1: Gods, Graves and Idols, pp.149-175.
  3. ^ Without consciousness, ancient people could not imagine a future different from the past, and so could not plan for the 'unforeseeable'. They could do no more than make use of past knowledge, which was simply the accumulation of memory and god-ordained tradition. The 'gods' were only as reliable as their knowledge and memory allowed.
  4. ^ In Origin... Bk. II, Ch. 4: A Change of Mind in Mesopotamia, pp. 223-254.[1]: 236-246 
  5. ^ In Origin... Bk. II, Ch. 3: The Causes of Consciousness, pp.204-222.[11]

Features of the hypothesis[edit]

Evolutionary speculations[edit]

The earliest humans, in very small groups and with little or no language, must have been organized like other primates, who manage their strict social hierarchies using signals in accordance with the principles governing primate sociality.[5]: 126–127  Vocabulary, which probably began after the earliest drawings, must have grown slowly at first, and in stages, perhaps beginning with signals, then modifiers, then commands and nouns, and then names.[a] Using simple vocal commands in addition to signals, a group leader could more effectively direct behavior and manage the group. With the development of 'thing nouns' – names for new tools, weapons and early ornaments – vocabulary would have begun to expand quickly, because "nouns for things beget new things": 134  thanks to the ability of "metaphors of things to increase perception and attention[.]": 138  This period of rapid vocabulary growth probably coincided with the development of the brain's language areas and the relatively rapid growth of the brain's frontal lobes.: 134 

The hallucinatory function had probably evolved as a side-effect of language evolution, after the arrival of names, perhaps between 10,000 to 8,000 BCE, which was a necessary step "before there could be gods[.]": 135  Names enabled the management of larger, settled populations by enabling individuals to remember others and to identify their voices. The 'age of names' coincided with "ceremonial graves as a common practice.": 136  Early language was still too concrete to enable the metaphors of time and space that would much later in history lead to the ability to reflect on one's own behavior, or to remember the past as it must have been, or to imagine past and future possibilities.

For early humans - who could not introspect and therefore could not tell themselves what to do - the ability to 'hear' an identifiable echo of the leader's commands, especially when the leader was absent, would have provided evolutionary advantages.: 126–127  Bicameral hallucinations enhanced the cohesion of a small group and reinforced the mechanisms of social control; they also enhanced the management of non-habitual behaviors that allowed individuals to persist at long-term tasks which were essential for the transition from prehistoric hunter-gatherer societies to agricultural economies. As human groups settled and grew in numbers, civilization was ready to begin with the bicameral organization of the brain providing "the mechanism of social control which can organize large populations [...] into a city[.]"[L]: 137–138 

Authoritarian character of the bicameral mind[edit]

For the bicameral mind, the language abilities of the right hemisphere played a more significant role than they do today. Because of the bicameral functions, the psychology of ancient humans would have been characterized by the 'hearing' of a voice (or voices) whose authoritarian commands were obeyed and whose presence was necessary for ordinary daily life, all of which happened without introspection or self-reflection. The 'voices' would have sounded as real as any external voice. They were "admonitory voices": 207  echoing a parent's or chief's voice of authority that had previously been heard and stored in the right hemisphere as "admonitory experiences".: 428  Their main purpose was to command non-habitual action, which they did with absolute authority because, in the absence of reflective consciousness, the person "could not 'see' what to do by himself": 75  and needed to be told what to do.

The authoritative, commanding voices from the right hemisphere expressed the result of the brain's non-conscious decision-making processes.: 93–94 [b] In other words, the bicameral voices expressed the individual's non-conscious volition[5]: 98–99  which was wholly obedient to, and shaped by, the social order. When a bicameral person faced a problem "that needed a new decision or a more complicated solution than habit could provide, [the resulting] decision stress was sufficient to instigate an auditory hallucination."[86] When a right-hemisphere voice 'spoke', it was a product of the person's own (unconscious) 'thinking' which was always consistent with the hierarchy and cultural system of the bicameral society, where everyone's bicameral voices were "interpreted as the voices of chiefs, rulers, or the gods."[32]: 1 

For thousands of years before the 2nd millennium BCE, bicameral society was authoritarian - but there was no oppression:

...the bicameral mind was the social control, not fear or repression or even law. There were no private ambitions, no private grudges, no private frustrations, no private anything, since bicameral men had no internal ‘space’ in which to be private, and no analog 'I' to be private with. All initiative was in the voices of gods. And the gods needed to be assisted by their divinely dictated laws only in the late federations of states in the second millennium B.C.
    Within each bicameral state, therefore, the people were probably more peaceful and friendly than in any civilization since.[M]: 205 

The two-hemisphere neurology of 'voices'[edit]

Jaynes proposes a bi-hemispheric neurological model to explain verbal hallucinations, on the assumption that bicameral and modern hallucinations are "similar" but not necessarily identical.[6]: 455  His model, which is theoretically testable, is one of the four main hypotheses of his theory, but each hypothesis, he claims, stands separately. Jaynes allows that his neurological hypothesis "could be mistaken (at least in the simplified version I have presented) and the others true."[A]: 456 

The neurological model of bicameral voices assumes that the "amalgams of admonitory experience" - for example, remembered commands from parents - were "stored" in the RH (right hemisphere),: 74, 106, 428  and that "decision stress" would activate the RH to send a communication to the LH. The model also assumes that a linguistic "code" (i.e. a verbal command) would be "the most efficient method of getting complicated cortical processing from one side of the brain to the other."[K]: 105-106  Excitation from the RH is the critical factor, and the most likely short route for a RH message to be transferred to the LH (which holds Wernicke's area) is through the anterior commissure because that is a direct physical connection between the RH and LH temporal lobes.: 103–104 [c]

Jaynes offers two variations of the model. The "stronger" variation, supposedly easier to test, is that 'voices' are generated in the RH and sent across the anterior commissure to be 'heard' in Wernicke's area. The weaker (and vaguer) model would still have excitation originate in the RH, but the "articulatory qualities of the hallucination" would somehow involve the normal LH location for speech-production, i.e. Broca's area.: 105–106 

Persistent vestiges of the bicameral mind[edit]

.....

Section Notes[edit]

  1. ^ Jaynes developed his own theory of language evolution that differed from certain notions of "most contemporary linguists" with whom Jaynes "totally and emphatically" disagreed.[5]: 129–136 
  2. ^ The voices did not 'make decisions', just as consciousness does not 'make decisions'. For Jaynes, thinking and reasoning, like learning and speaking, involve processes of the "nervous system": 37, 40, 42  that are independent of consciousness.[5]: 36–44  Elsewhere, however, Jaynes has described the two parts of the bicameral mind as "a decision-making part and a follower part"[4]: 8  implying that the right hemisphere (not the hallucinated voice alone) was the non-conscious source of bicameral decision-making.
  3. ^ In a footnote Jaynes explicitly acknowledged that the anterior commissure had other known functions besides the bicameral.: 105 

Relevant Research[edit]

One early study, in 1982, had results that suggested some support for Jaynes’s model.[87] A paper in the American Journal of Psychiatry in 1986 argued against it.[88] A decade later, new neuroimaging techniques were used in a study that was discussed in The Lancet[89] and in the Journal of Psychiatry and Neuroscience in support of Jaynes’s theory.[90] Much remains to be learned about how the hemispheres differ and how they communicate with each other in the normally connected, healthy brain.

The 'split-brain': one mind or two?[edit]

Since the 1960's, the study of so-called "split brains" has been a major source of knowledge about the abilities of each hemisphere and the differences between them.[91] In a 2020 paper on the subject, the researchers state that "the central question, whether each hemisphere supports an independent conscious agent, is not settled yet."[92] After decades of accumulated research on the effect of "cutting the corpus callosum,"[a] there is no definitive answer to "the intriguing question of how unity of consciousness is related to brain processes."[94] Consciousness as discussed in this paper is not 'introspection' but sensory, especially visual, awareness.[b] The paper reports that the prevailing view among cognitive neuroscientists is "that consciousness in a split-brain is split" because of the assumption that "each cortical hemisphere houses an independent conscious agent."[96] The "currently dominant theories about conscious awareness - the Integrated Information Theory [...]and the Global Neuronal Workspace Theory [...] - may be critically dependent on the validity of this [split consciousness] view."[94]

Contrary evidence is discussed. For example: in some split-brain patients "perceptual processing is largely split, yet response selection and action control appear to be unified under certain conditions."[96] This indicates that some sort of inter-hemispheric communication takes place despite the 'split', so that the 'independence' of the hemispheres cannot be clearly established.

A suggestion for future research is that the "first question" to be answered towards the goal of "understanding unity of mind" is to improve understanding of RH language abilities.[92]

Phenomenology of 'voices'[edit]

Most research into auditory hallucinations is done to learn how better to be rid of them, and, since they are mostly verbal, they are often designated as AVH, meaning "auditory verbal hallucination". The distinction between verbal and non-verbal auditory phenomena is usually lost. A recent example is from Nathou, et al. (2019):

Auditory hallucinations (AVH) have been described since antiquity, but have been identified as pathological only for the last 3 centuries. [...] The content of voices is frequently accompanied by a negative emotional valence and often with a lived experience described as distressing. [...] The pathophysiology underlying AVH is far from fully understood. [...] In summary, morphological and functional studies of AVH primarily report modifications in the temporal cortex, making this brain area a potential target for brain stimulation to reduce AVH."[97]

The experiential characteristics of distinctly verbal hallucinations have been minimally researched:

Auditory hallucinations — or voices — are a common feature of many psychiatric disorders and are also experienced by individuals with no psychiatric history. Understanding of the variation in subjective experiences of hallucination is central to psychiatry, yet systematic empirical research on the phenomenology of auditory hallucinations remains scarce.[98]

The variety of AVH is a matter of importance because the various "sub-types" may have different causes.[99] Some recent studies have looked at comparisons between the AVH of psychotics and those of healthy 'hearers'.[21][100] Those types associated with negative experiences are particularly important:

Command hallucinations are widely regarded as distressing and indicative of high risk of harm to self and others [and] might be the dominant experience for individuals with a schizophrenia diagnosis[.][101]

The normal cerebral hemispheres[edit]

Hemispheric asymmetries and plasticity[edit]

Anatomical hemispheric asymmetries, which are found in many species, are thought to correlate with evolutionary advantages for "lateralized specialization" of functions, and in humans particularly with language and handedness. These correlations are interrelated in complex ways by genetics, neuro-chemistry, embryonic events, experience and disease.[102] Some asymmetries, or some degrees of asymmetry, may depend less on genetics than on brain plasticity in response to developmental and experiential events:[103] for example, some aspects of lateralization might be decided by fetal positioning in the womb, or fetal exposure to ultrasound.[104] While chimpanzees and humans might have some hemisphere asymmetries in common, the greater degree of asymmetry in the human brain seems generally indicative of higher human abilities such as language.[105]

While both sides "resemble" each other at the "macrostructural" level, they differ developmentally, [106] and the hemispheres may mature into varied "types" of hemispheric functional organization.[107] Functional and cognitive consequences of anatomical asymmetries require further study,[108] and recent research has focused on comparing variability of 'normal' and 'atypical' cerebral asymmetry,[107] and different cognitive processes can lateralize in different ways, accounting for "reversed asymmetries or the absence of asymmetry" as well.[109]

One major difference is that "the left hemisphere has a greater preference for within-hemisphere interactions, whereas the right hemisphere has interactions that are more strongly bilateral."[110]

The human 'cerebral torque'[edit]

The most prominent aspect of asymmetry in the human brain, known since at least the 1980's, is the counter-clockwise twist, or "cerebral torque"[111] which has sometimes been called the "Yakovlevian torque".[105] A 2019 systematic analysis of the cerebral torque concluded that it is a specifically human, genetically-defined, 3-dimensional pattern underlying "the uniqueness of asymmetries in the human brain."[112] A uniquely human evolutionary event might account for the torque and its developmental progression in the human embryo, where the RH starts with an earlier and more advanced structural growth of the "frontal-motor" parts of the cortex, followed by a later-developed structural enhancement in the posterior parts of the LH cortex.[112]

Right-hemisphere language[edit]

The "era of the [simplistic] classical model" of LH language processes and LH dominance "is over."[113] The "essential" RH role in language is becoming increasingly appreciated.[c]

The right hemisphere is critical for perceiving sarcasm, integrating context required for understanding metaphor, inference, and humour, as well as recognizing and expressing affective or emotional prosody–changes in pitch, rhythm, rate, and loudness that convey emotions.[115]

In their 2005 paper, Mitchell and Crow present an extensive review of essential RH "higher order language functions" and dysfunctions, followed by their "four-chambered" neuro-psychological theory of language that emphasizes the "right hemisphere language functions [necessary] for successful social communication[.]"[116]

While exploration of RH language abilities has mostly been done in the context of recovery from lost LH abilities, studies have more recently looked at the normal RH role in language processing among healthy, conscious people,[114] as well as language deficits from RH damage.[117] Such research of normal, "essential" RH language abilities is necessary, not only to better understand the neuro-psychology of language, but also to understand the neuro-psychology of schizophrenia.

A bi-hemispheric language system[edit]

A new understanding of the cerebral torque has added to pressures on the simplistic view of LH dominance for language.[118] In 2005, Mitchell and Crow

...outline a bi-hemispheric theory of the neural basis of language that emphasizes the role of the sapiens-specific cerebral torque in determining the four-chambered nature of the human brain in relation to the origins of language and the symptoms of schizophrenia.[116]

In their model, not only would language functions be quite different within each hemisphere, but, because of the torque, there might be two asymmetric channels for inter-hemispheric language processing - primarily R to L across the "anterio-motor" lobes (near Broca's area), primarily L to R across the "posterio-sensory" lobes (near Wernicke's area).[119] The LH internally is primarily responsible for sensory-motor processing and primary lexicon, while the RH, with "a degree of autonomy" stores "a second part of the lexicon, comprising more remote, variable and often affectively charged associations"; processing within the RH "gives rise to distinction between meanings on the one hand [posteriorly], and thoughts and intentions on the other [anteriorly]."[120]

Explaining verbal hallucinations (AVH)[edit]

Bi-hemispheric models[edit]

An explosion of discoveries and speculations about brain laterality have taken place since Jaynes began his writing on the matter in the 1960's. In 1990, he expressed caution against "popularization" about the 'two sides of the brain' that verged on "shrill excesses" of interpretation. Still, he felt that research findings to that time were "generally in agreement with what we might expect to find in the right hemisphere on the basis of the bicameral hypothesis."[6]: 454-455 

In 2005, Marcel Kuijsten (founder of the Julian Jaynes Society) reviewed research that "provides strong evidence for Jaynes's neurological model" while acknowledging that the "neurobiology of hallucinations is complex and a definitive theory has not yet emerged."[121] Kuijsten claimed in 2016: "Beginning in 1999, numerous neuroimaging studies have demonstrated a right/left temporal lobe interaction during auditory hallucinations, confirming Jaynes's neurological model."[122] The Society maintains a website with supporting research.[24]

Also in 2005, Mitchell and Crow presented their "bi-hemispheric theory of the neural basis of language" that explicitly addresses the problem of 'voices'. Their "four-quadrant concept...provides a framework for understanding the phenomena of psychosis"[119] because, in their view, "schizophrenia and language have a common [evolutionary] origin".[119] The authors refer to Jaynes and then present their model of how "auditory hallucinations [could] arise in the right hemisphere, and perhaps for that reason lack the characteristic of being self-generated."[119]

Unresolved issues[edit]

A study in 2010 concluded that "decreased language lateralization" (i.e. greater than normal RH language activity) is characteristic of psychotics with AVH (auditory verbal hallucinations), but the researchers could not establish that the same was true for AVH-hearers in general.[123] Just as there are sub-types of AVH experience,[99] there might be multiple mechanisms to account for them.[18][124]

Cases of AVH with more negative experiences, such as command hallucinations, seem to be more strongly connected to "reduced leftward asymmetry", and in general, "the relative lack of asymmetry observed in schizophrenic brains" correlates with "disrupted inter-hemispheric connectivity" or with greater than normal RH activity.[125] How the corpus callosum regulates inter-hemispheric communication remains uncertain.[125]

A paper in 2019 reported that "current literature emphasizes a concept that AVH result from abnormal activation, connectivity and integration within the auditory, language, and memory brain networks."[126] Looking at connectivity among the "interhemispheric auditory pathways" the authors built on "a steadily growing number of studies using a variety of [neuroimaging] modalities" plus "clinical, cognitive and cellular level"[127] studies to present "converging evidence for an interhemispheric miscommunication due to [excitatory-to-inhibitory] imbalance as one correlate of AVH[.]"[127]

Alternate models[edit]

LH inner speech:  An alternative psychological approach to AVH emphasizes the study of normal "inner speech" - when people 'talk to themselves' - and how it can sometimes be abnormally experienced or mis-interpreted as an alien voice, i.e. as an auditory hallucination.[67] It is unclear how the 'motor' act would be converted into a 'perceptual experience'.[128]

LH speech perception error:  A LH "inner hearing" (rather than 'inner speech') model has been proposed, suggesting that "auditory hallucinations generate activity in the speech regions in the left hemisphere much like real auditory input (causing a perceptual experience)."[129]

Traumatic memory:  Traumatic or abusive experiences have been suggested as the source of the "strongly negative emotional component" of hallucinations, but "only about 10-20% of the 'voices' patients experience 'hearing' is about actual memories[.]"[128]

Section Notes[edit]

  1. ^ Callosotomy is a surgical procedure that "leads to a broad breakdown of functional integration ranging from perception to attention."[93]
  2. ^ The paper asserts that, to date, more is known about visual processes than about other cognitive abilities, perhaps because of "a bias throughout cognitive neuroscience and psychology, leading to a strong focus on vision in split-brain research."[95]
  3. ^ "Language is considered to be one of the most lateralized human brain functions. Left hemisphere dominance for language has been consistently confirmed in clinical and experimental settings and constitutes one of the main axioms of neurology and neuroscience. However, [recent] functional neuroimaging studies are finding that the right hemisphere also plays a role in diverse language functions."[114]

Quotations from Jaynes’s Origin of Consciousness…[edit]

  1. ^ a b c d e From Jaynes (1990): "Afterword", pp.447-469.
  2. ^ a b c d e f From Ch. 1.2: Consciousness, pp.48-66.
  3. ^ a b c d e f g h From Ch. 1.3: The Mind of Iliad, pp.67-83.
  4. ^ a b c From Ch. 3.5: Schizophrenia, pp.404-432.
  5. ^ a b c d e f g h From Ch. 2.2: Literate Bicameral Theocracies, pp.176-203.
  6. ^ From Ch. 3.1: The Quest for Authorization, pp.317-338.
  7. ^ a b c From Ch. 3.6: The Auguries of Science, pp.433-446.
  8. ^ a b c d e f g From Ch. 1.4: The Bicameral Mind, pp.84-99.
  9. ^ From "Introduction: The Problem of Consciousness", pp.1-18.
  10. ^ From Ch. 1.1: The Consciousness of Consciousness, pp.21-47.
  11. ^ a b c d e f g From Ch. 1.5: The Double Brain, pp.100-125.
  12. ^ a b c d From Ch. 1.6: The Origin of Civilization, pp.126-145.
  13. ^ a b From Ch. 2.3: The Causes of Consciousness, pp.204-222.

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References[edit]

  1. ^ a b c d e f g h i j k Jaynes, Julian (1976). The Origin of Consciousness in the Breakdown of the Bicameral Mind. Houghton Mifflin. ISBN 0-395-20729-0.
  2. ^ a b c Jaynes, Julian (1990) [1st pub. 1976; 1982]. The Origin of Consciousness in the Breakdown of the Bicameral Mind. Houghton Mifflin. ISBN 0-395-56352-6.
  3. ^ a b c d e f Jaynes, Julian (October 1989). Verbal Hallucinations and Pre-Conscious Mentality. Presented at Harvard University Department of Psychology. First published in M. Spitzer and B.A. Maher (eds.), 1990, Philosophy and Psychopathology, New York: Springer-VerlagReprinted in Kuijsten, (2006a): Chapter 3, pages 75-94.{{cite conference}}: CS1 maint: location (link) CS1 maint: postscript (link)
  4. ^ a b c d e f Jaynes, Julian (April 1986). "Consciousness and the Voices of the Mind". Canadian Psychology. 27 (2).
  5. ^ a b c d e f g h i j k l m n o p q r In Jaynes (1976) pp.19-145: "Book One: The Mind of Man".
  6. ^ a b c d e f g h i j k l m n o p q r s In Jaynes (1990) pp.447-469: "Afterword".
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  8. ^ a b Woodward & Tower 2006.
  9. ^ a b c Stove 1989, p. 271.
  10. ^ a b c d e Kuijsten 2016, p. 6.
  11. ^ a b c d e f g h i j k l m n o In Jaynes (1976) pp.147-313: "Book Two: The Witness of History".
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  14. ^ a b c In Jaynes (1976) pp.315-446: "Book Three: Vestiges of the Bicameral Mind in the Modern World".
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  79. ^ Kuijsten 2006a, p. 4.
  80. ^ a b In Jaynes (1976) pp.1-18: "Introduction: The Problem of Consciousness".
  81. ^ a b Thomas 1967.
  82. ^ Koch 1967, p. 399.
  83. ^ Gazzaniga & Hillyard 1971.
  84. ^ Carr 2006, p. 345.
  85. ^ Carr 2006, p. 403.
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  87. ^ Buchsbaum, et al. 1982.
  88. ^ Asaad & Shapiro 1986.
  89. ^ Olin 1999.
  90. ^ Sher 2000.
  91. ^ Gazzaniga, et al. 1996.
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  94. ^ a b de Haan, et al. 2020, p. 225.
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  96. ^ a b de Haan, et al. 2020, p. 227.
  97. ^ Nathou, et al. 2019.
  98. ^ Woods, et al. 2015.
  99. ^ a b McCarthy-Jones, et al. 2014.
  100. ^ Di Biase, et al. 2020.
  101. ^ Woods, et al. 2015, p. 329.
  102. ^ Toga & Thompson 2003, p. 38.
  103. ^ Toga & Thompson 2003, p. 43.
  104. ^ Toga & Thompson 2003, p. 42.
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  106. ^ Rentería 2012.
  107. ^ a b Vingerhoets 2019.
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  109. ^ Corballis & Häberling 2017.
  110. ^ Ribolsi, et al. 2014, p. 7.
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  112. ^ a b Xiang, et al. 2019, p. 1147.
  113. ^ Poeppel, et al. 2012.
  114. ^ a b Ries, et al. 2016.
  115. ^ Sheppard & Hillis 2018, p. 3280.
  116. ^ a b Mitchell & Crow 2005, p. Abstract.
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  118. ^ Mitchell & Crow 2005.
  119. ^ a b c d Mitchell & Crow 2005, p. 973.
  120. ^ Mitchell & Crow 2005, p. 974.
  121. ^ Kuijsten 2006b, p. 120,117.
  122. ^ Kuijsten 2016, p. 5.
  123. ^ Diederen, et al. 2010.
  124. ^ Jones 2010. sfn error: multiple targets (2×): CITEREFJones2010 (help)
  125. ^ a b Ribolsi, et al. 2014, p. 6.
  126. ^ Steinmann, et al. 2019, p. 1.
  127. ^ a b Steinmann, et al. 2019, p. 88.
  128. ^ a b Hugdahl 2009, p. 554.
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Bibliography[edit]

  • Asaad, G.; Shapiro, B. (Sep 1986). "Hallucinations: Theoretical and Clinical Overview". American Journal of Psychiatry. 143 (9): 1088–1097. doi:10.1176/ajp.143.9.1088. PMID 2875662.
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  • Sleutels, J.J.M. (2006). "Greek Zombies: On the alleged absurdity of substantially unconscious Greek minds". In Kuijsten, Marcel (ed.). Reflections on the Dawn of Consciousness: Julian Jaynes's Bicameral Mind Theory Revisited. Vol. Chapter 11. Henderson, NV: Julian Jaynes Society. pp. 303–335. S2CID 220329899. First published in Philosophical Psychology, 2006, 19,2. (pp. 177-197){{cite encyclopedia}}: CS1 maint: postscript (link)
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See also[edit]

Laterality Neuroplasticity

External links[edit]


Category:Psychological theories

Category:Brain

Category:Brain asymmetry

Category:Consciousness

Category:Hallucinations Category:Schizophrenia Category:History of religion

Category:Gods Category:Idolatry Category:Ancient Egyptian religion Category:Ancient Greek religion Category:Mesopotamian religion Category:Homeric Greek

Category:Evolution of language